Rick Hu, B.S., CLTC

Managing Director

Financial security is often a major objective in each of our lives. You try to do what's right for those you care about, but the wrong financial decision can often undermine the best of intentions. Whether you are concerned for your own financial needs or those of your family or your business, I can help you identify your needs and provide complementary solutions.

My Mission

Rick works with successful, affluent individuals primarily in the financial, medical, and legal sectors by understanding where they are today and where they want to be in the future...

By filling in the blanks, we help our clients accomplish their goals. Together with our clients, we help them professionally accomplish their financial needs and goals by personalizing recommendations that bring effective strategies and direction towards their futures. Minimizing current risk positions, maximizing benefits, wealth accumulation and understanding tax efficiency may sometimes be daunting, but it does not have to be.

During uncertainties with economic times, we educate our clients on how to stay confident with their overall strategy. By identifying our client's goals, then creating their efficient strategies, we can lead to the implementation of solutions designed to meet their goals.

After developing a personal relationship with our clients, we review their progress over time to accomplish our objectives together. By serving our clients, we are able to help them accomplish their goals, which essentially allows us to accomplish ours.

The Northwestern Mutual Difference

Backed by the strength of Northwestern Mutual, my team and I provide you with a balanced approach to achieving your goal of financial security, assuring that your intentions have been understood and your needs are being addressed. And when it comes to implementing solutions, the full capabilities of Northwestern Mutual are leveraged to provide you with exclusive access to a comprehensive variety of products and services.

Protect your largest asset

Disability income insurance can protect your largest asset - your income. Northwestern Mutual can help. Learn more about how a disability insurance policy can help protect your income and your family.

Two Ways the Northwestern Mutual Foundation Supports Children and Families in Need

Can childhood cancer be beaten? We believe. That’s one of our charitable initiatives to help children and families in need. Learn more


To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck