Rick Hu, B.S., CLTC®

Managing Director


Rick Hu started building his financial planning practice with Northwestern Mutual in 2007, right before the most recent economic recession. During a time when the financial world was in turmoil and uncertainty, Rick stood by his clients' side and focused on his core values of integrity, commitment, and service. He realized that clients don't care how much you know, until they know how much you care. These values continue to guide his practice today.

Years of Experience

Representing Northwestern Mutual since 2007.


Degree Major Institution
Bachelor of Science Finance State University of New York at Buffalo

Awards and Recognition


Million Dollar Round Table Qualifying Member 2012-2017

MDRT is the premier association of financial professionals. MDRT status designation is granted for one year and members must apply every year to continue their affiliation with the MDRT


National Association of Insurance and Financial Advisors Quality Award 2012-2014

Award recognizing commitment to excellence in service to clients and industry


To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck